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Compliance Analyst

Job Description

The Compliance Analyst conducts Compliance Testing to help ensure that Assurant and its clients have appropriate processes and methods to effectively comply with applicable federal and state regulations regarding mortgage insurance processing and lender placement, thereby reducing the companies’ risk and exposure to potential losses. Results are summarized and provided to the Business and to Clients on a periodic basis to demonstrate compliance with government regulatory agency requirements, contracts, agreements and/or standards.

Key Responsibilities:

  • Responsible for researching, development, and performing compliance testing based upon client, regulatory and internal requirements.  Includes analysis of records, reports, regulations and operating procedures and practices.

  • Provides corresponding reporting for Operations and Clients.

  • Analyzes records, reports, regulations and operating practices and issues reports on regulatory control adherence. 

  • Responsible for the performance of quantitative and qualitative research to further support test findings, including root cause analysis.

  • Reviews business controls, policies, and procedures to ensure regulatory compliance. 

  • Participates in client teleconferences where regulatory controls are reviewed.

  • Creates reports and trending analysis and presents final review findings to Operations.

  • Effectively communicates regulatory issues to Operations to ensure process compliance and adherence.

  • Participate on special projects and targeted testing as required.

  • Perform testing for new systems and system controls.

  • Conduct quality compliance reviews on peers.

  • Conduct associate training.

Basic Qualifications:

  • 4 years of operational compliance or audit experience.

  • 4 years utilizing data analysis and improvement tools.

  • 4 years knowledge of regulatory requirements governing the mortgage, insurance and/or financial services industry, and operational risk concepts.

Preferred Experience, Skills, and Knowledge:

  • Associate or Bachelor’s degree (or equivalent) preferred.

  • Green Belt training or experience with structured process improvement desirable.

  • Ability to use MS Excel to enter and correct data, modify a workbook, format a worksheet, format charts, filter date and create basic formulas for data trending.

  • Ability to use MS Word for basic formatting, editing, and printing function and understands the document page set up.

  • Able to develop and implement a test, research regulatory requirements, collect and verify test documentation, assist with preparation of preliminary and final reports and write work papers to summarize findings.

  • Possess advanced analytical, data management, critical thinking, organizational, research, oral and written communication skills with strong attention to detail.

  • Ability to drive execution and meet stated deadlines.   

  • Ability to multi-task and prioritize tasks.

  • The ability to adapt to a dynamic, rapidly changing business and technical environment

  • Demonstrated problem resolution skills.

  • Demonstrated understanding of regulatory compliance governing the mortgage, insurance and/or financial services.


Helping People Thrive in a Connected World
We work with the world’s top brands to make smart devices simpler. Vehicles last longer. Homes more secure. Problems easier to solve. And we volunteer in communities all over the globe to help the world become a greener, better place. We come from a variety of countries, cultures and backgrounds. But we’re united by our enduring values of common sense, common decency, uncommon thinking and uncommon results. So connect with us. Bring us your best work and your brightest ideas. And we’ll bring you a place where you can thrive. Learn more at jobs.assurant.com.

For U.S. benefit information, visit myassurantbenefits.com. For benefit information outside the U.S., please speak with your recruiter.

Our Culture Defined
Our unique culture is a big reason why talented people choose Assurant and why they tend to stay. Although we have a wide variety of skills and experiences, we share common characteristics that are uniquely Assurant. A passion for service. An ability to innovate in practical ways. And a willingness to take chances. We believe that staying on top doesn’t mean sacrificing our values. We believe clarity of vision and a sense of purpose will carry us forward. And we take charge of our own success. We call it The Assurant Way.

Company Overview
Assurant is a leading global business services company that supports, protects and connects major consumer purchases. A Fortune 500 company with a presence in 21 countries, Assurant supports the advancement of the connected world by partnering with the world’s leading brands to develop innovative solutions and deliver an enhanced customer experience through mobile device solutions, extended service contracts, vehicle protection services, renters insurance, lender-placed insurance products and other specialty products.

Equal Opportunity Statement
Assurant is an Equal Employment Opportunity employer and does not use or consider race, color, religion, sex, national origin, age, disability, veteran status, sexual orientation, gender identity or any other characteristic protected by federal, state or local law in employment decisions.

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