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Product Compliance Manager - Remote

  • Tallahassee / Georgia Virtual / Arizona Virtual / Illinois Virtual
  • R-94072
  • Compliance Management
  • Full Time
  • Added


The manager plans, organizes, leads, controls and coordinates the day-to-day activities of analysts involved in either product development and/or compliance reviews and the submission of filings to the Insurance Departments. The Manager handles the drafting of the forms for new programs or reviews the work done by the analysts. The manager also prepares compliance write-ups or reviews the write-ups prepared by staff. The manager prepares and/or reviews responses prepared by analysts for DOI objections, market conduct, litigation, state surveys/data calls, and audits (internal & external). The manager attends meetings with various internal areas to discuss product development and/or regulatory changes that impact existing business. The manager assists Sr. Management in developing short- and long-term goals and plans for the department.


Product Development and Compliance (40%) Responsible for product development and/or compliance.  Assigns projects to staff with completion deadlines.  Conducts standing meetings with direct reports to receive updates on projects. Represents department in standing meetings with regards to product development and compliance and provides updates on status of projects.  Draft forms for new programs or review forms drafted by staff.  Prepare compliance write-ups or review write-ups prepared by staff.  Performs research of filing requirements or pulls competitor filings for business as needed. Creates work requests using the OneSumX System.

Filings to Insurance Departments and Feeding Filings to State Filings System (20%) Assists staff with any issues/problems they have when submitting filings to the Insurance Departments.  Also assists staff with any objections received from the states on their filings.  If work-load is high, manager will submit filings to assist the staff in meeting business deadlines.  Assists staff with any issues/problems resulting from feeding the filing to the State Filings System and sending out the system generated distribution memo.

Training and Employee Development (10%) Responsible for hiring and training new analysts in the drafting of contract language, the filing process and system population and maintenance.  Manager is also responsible for coaching and developing more seasoned analysts to broaden their knowledge by providing cross training and the handling of more complex products.

Performance Reviews and Audits (15%)

The Manager (a) performs semi-annual and annual reviews; (b) performs audits of analyst’s filings; (c) keeps track of productivity reports; (d) coordinates and tracks progress of special projects within the department (e) investigates all complaints concerning their area of responsibility and its personnel and takes corrective or disciplinary action if necessary. Communicates approved policies and procedures to direct reports and ensures compliance.  

Respond to Market Conduct, Litigation, State Surveys or Data Calls, Audits (Internal or External) (10%) Manager prepares responses and pulls filings or reviews responses put together by staff.

Department Planning (5%) In consultation with Sr. Management, assists in developing short- and long-term goals and plans for the department.  This includes: (a) developing efficient work-flow patterns, (b) establishing performance standards; (c) establishing career progression standards; (d) establishing procedures and policies; (e) ensuring suitable staffing levels; and (f) developing training manuals for area personnel.


  • Responsible for both Product Compliance and Sr. Product Compliance Analysts
  • Manager may have between 3 to 6 direct reports


  • Bachelor’s degree
  • 4 or more years of experience in property and casualty insurance or service contract industry
  • Experience in submitting forms and rate filings a plus
  • 2 or more years of experience in management
  • Paralegal or insurance designation a plus

This is a remote position.

Company Overview and Benefits

Assurant is a global provider of lifestyle and housing solutions that help leading brands grow revenue, manage risk and deliver a great experience for their customers. We protect, connect, and support over 300 million consumers worldwide, helping people get more value from their connected devices, vehicles, and homes. Assurant is a proud member of the Fortune 300, with decades of experience in the industries we serve.

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Assurant is committed to providing a competitive rewards package which goes beyond the value of your paycheck. We offer an array of market-competitive benefits and resources to support your physical, emotional, financial, and social wellbeing goals. These include programs to help you invest in your financial future such as savings programs, as well as competitive health and wellbeing benefits to support you and your family.

Health Coverage Starting Day One: We offer competitive health and wellbeing benefits to support you and your family. You can choose from a range of health and dental plan options, as well as health plan accounts.

Disability and Life Insurance: We provide short- and long-term disability insurance, life and accidental death and dismemberment insurance.

Retirement: Assurant offers retirement savings plans globally. U.S. based employees are offered a 401(k) plan in which Assurant matches 100% of every dollar contributed, up to 6 percent of eligible pay.

Employee Stock Purchase Plan: Assurant’s Employee Stock Purchase Plan (ESPP) allows employees to purchase shares of Assurant, Inc. stock at a 10 percent discount with funds contributed through after-tax payroll deductions.

Career Development: Assurant offers a variety of internal courses, workshops, special projects, coaching and mentoring programs. Tuition reimbursement and other professional enrichment opportunities are also available to encourage continuous learning.

Work-Life Balance: We strive to provide a work environment that encourages work/life balance. Options depend on job responsibilities and may include flexible work schedules, telework, paid time off and part-time employment.

Equal Opportunity Statement
Assurant is an Equal Employment Opportunity employer. All aspects of consideration for employment and employment with the company are governed on the basis of merit, competence and qualifications without regard to race, color, religion, sex, national origin, age, disability, veteran status, sexual orientation, gender identity or any other category protected by federal, state or local law.

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